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Areas of Practice

Compliance and Regulation

ACEplus1 compliance consultants have over 14 years experience in top tier global investment banks in management roles and independent AML roles.

Core areas of expertise

Performing compliance advisory and supervisory roles in Anti Money Laundering and Customer Due Diligence; providing training and drafting policies and procedures in accordance with current JMLSG guidance and UK Anti Money Laundering principles.

Our consultants have excellent knowledge and expertise of complex business structures and risks associated with them including: Hedge Funds, Special Purpose Vehicles, Segregated Portfolio
Companies, Trusts, Limited Partnerships, Limited Liability Partnerships, Private Companies, Unincorporated bodies.

Our consultants are proficient in interpreting material contracts including: Investment Management Agreements, Partnership Agreements, Trust Deeds, Deeds of Novation.

Expertise in identifying high risk indicators and application of enhanced due diligence procedures. Thorough knowledge of United States Patriot Act and CIP requirements, UK Anti Money Laundering requirements and FATF recommendations.